Complaint Handling Form

Complaint Handling Form

MaxFX – trade name of TopFX LTD (hereinafter called the “Company”), whose headquarters are at 19 Stratigou Timagia, 3rd Floor, 3107
Limassol, Cyprus , is authorized and regulated by the Cyprus Securities and Exchange Commission (CySEC) under license number
138/11.

The Company is committed to promptly and efficiently handle all Client’s complaints or grievances.

Clients may submit their complaints or grievances, using the “Complaint Form”, to the head of the Compliance department. The
“Complaint Form” may be submitted to the Company by email, fax or by post.

The Compliance department is responsible for handling customers’ complaints or grievances. The duties of the Compliance
department include the effective and efficient handling of customer complaints or grievances so as to enable the Company to adopt
and apply the required actions to prevent the repetition of the same complaints or grievances.

If the complaint or grievance involves the Compliance department then it is handled by the CEO.

The Company shall maintain effective and transparent procedures for the prompt handling of complaints or grievances received from
Clients. The Company shall keep a record of each complaint or grievance as well as the measures taken for the complaint’s/grievance’s
resolution. The Company will issue a unique reference number upon review of the submitted form. The Client should use this unique
reference number in all future contact with the Company, the Financial Ombudsman and/or CySEC.

The Company’s policy is to acknowledge to the Client receiving of the complaint within 5 working days and try to resolve the complaint/
grievance within this timeframe. In case, due to the nature of the complaint/ grievance, more time is required then the Head of
Compliance should inform the CEO. The CEO should fully investigate the complaint/ grievance in coordination with the head of the
involved department and if deemed necessary with the compliance officer and/or the legal advisor.

Within two (2) months from the date of receipt of the complaint, a final response will be disseminated to the Client analyzing the findings
of the investigation. In the event that the Company is unable to respond within the two (2) months period, it will inform the complainant
of the reasons for the delay and indicates an estimated period to complete the investigation, which will be no longer than three (3)
months from the submission of the complaint.

In case the Client is not satisfied with the Company’s final response, the complainant may refer the matter to the Financial Ombudsman
of the Republic of Cyprus. The Financial Ombudsman website can be accessed via: http://www.financialombudsman.gov.cy/

If the complaint involves the Compliance department then the “Complaint Form” shall be submitted to the CEO to the following address info@topfx.com

Contact details of the head of Compliance department:

Mr. Ioannis Anastasiou 
Telephone Number: +357 25352244
Fax Number: +35725352266
Email: compliance@topfx.com
Address: 19 Stratigou Timagia, 3rd Floor, 3107 Limassol, Cyprus

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MaxFX is a tradename of TopFX Ltd, which is registered as a Cyprus Investment Firm (CIF) and licensed by the Cyprus Securities and Exchange Commission (CySEC) under licence number 138/11 in accordance with the Markets in Financial Instruments Directive (MiFID).

© 2017 MaxFX. All Rights Reserved.